On the BICM Capacity

Optimal binary labelings, input distributions, and input alphabets are analyzed for the so-called bit-interleaved coded modulation (BICM) capacity, paying special attention to the low signal-to-noise ratio (SNR) regime. For 8-ary pulse amplitude modulation (PAM) and for 0.75 bit/symbol, the folded binary code results in a higher capacity than the binary reflected gray code (BRGC) and the natural binary code (NBC). The 1 dB gap between the additive white Gaussian noise (AWGN) capacity and the BICM capacity with the BRGC can be almost completely removed if the input symbol distribution is properly selected. First-order asymptotics of the BICM capacity for arbitrary input alphabets and distributions, dimensions, mean, variance, and binary labeling are developed. These asymptotics are used to define first-order optimal (FOO) constellations for BICM, i.e. constellations that make BICM achieve the Shannon limit -1.59 \tr{dB}. It is shown that the \Eb/N_0 required for reliable transmission at asymptotically low rates in BICM can be as high as infinity, that for uniform input distributions and 8-PAM there are only 72 classes of binary labelings with a different first-order asymptotic behavior, and that this number is reduced to only 26 for 8-ary phase shift keying (PSK). A general answer to the question of FOO constellations for BICM is also given: using the Hadamard transform, it is found that for uniform input distributions, a constellation for BICM is FOO if and only if it is a linear projection of a hypercube. A constellation based on PAM or quadrature amplitude modulation input alphabets is FOO if and only if they are labeled by the NBC; if the constellation is based on PSK input alphabets instead, it can never be FOO if the input alphabet has more than four points, regardless of the labeling.Comment: Submitted to the IEEE Transactions on Information Theor

Signal Shaping for BICM at Low SNR

The mutual information of bit-interleaved coded modulation (BICM) systems, sometimes called the BICM capacity, is investigated at low signal-to-noise ratio (SNR), i.e., in the wideband regime. A new linear transform that depends on bits' probabilities is introduced. This transform is used to prove the asymptotical equivalence between certain BICM systems with uniform and nonuniform input distributions. Using known results for BICM systems with a uniform input distribution, we completely characterize the combinations of input alphabet, input distribution, and binary labeling that achieve the Shannon limit -1.59 dB. The main conclusion is that a BICM system achieves the Shannon limit at low SNR if and only if it can be represented as a zero-mean linear projection of a hypercube, which is the same condition as for uniform input distributions. Hence, probabilistic shaping offers no extra degrees of freedom to optimize the low-SNR mutual information of BICM systems, in addition to what is provided by geometrical shaping. These analytical conclusions are confirmed by numerical results, which also show that for a fixed input alphabet, probabilistic shaping of BICM can improve the mutual information in the low and medium SNR range over any coded modulation system with a uniform input distribution

Achievable Rates for Four-Dimensional Coded Modulation with a Bit-Wise Receiver

We study achievable rates for four-dimensional (4D) constellations for spectrally efficient optical systems based on a (suboptimal) bit-wise receiver. We show that PM-QPSK outperforms the best 4D constellation designed for uncoded transmission by approximately 1 dB. Numerical results using LDPC codes validate the analysis

On BICM receivers for TCM transmission

Recent results have shown that the performance of bit-interleaved coded modulation (BICM) using convolutional codes in nonfading channels can be significantly improved when the interleaver takes a trivial form (BICM-T), i.e., when it does not interleave the bits at all. In this paper, we give a formal explanation for these results and show that BICM-T is in fact the combination of a TCM transmitter and a BICM receiver. To predict the performance of BICM-T, a new type of distance spectrum for convolutional codes is introduced, analytical bounds based on this spectrum are developed, and asymptotic approximations are also presented. It is shown that the minimum distance of the code is not the relevant optimization criterion for BICM-T. Optimal convolutional codes for different constrain lengths are tabulated and asymptotic gains of about 2 dB are obtained. These gains are found to be the same as those obtained by Ungerboeck's one-dimensional trellis coded modulation (1D-TCM), and therefore, in nonfading channels, BICM-T is shown to be asymptotically as good as 1D-TCM.Comment: Submitted to the IEEE Transactions on Communication

General BER Expression for One-Dimensional Constellations

A novel general ready-to-use bit-error rate (BER) expression for one-dimensional constellations is developed. The BER analysis is performed for bit patterns that form a labeling. The number of patterns for equally spaced M-PAM constellations with different BER is analyzed.Comment: To appear in the Proceedings of the IEEE Global Communications Conference (GLOBECOM) 2012. Remark 3 modifie

On the Exact BER of Bit-Wise Demodulators for One-Dimensional Constellations

The optimal bit-wise demodulator for M-ary pulse amplitude modulation (PAM) over the additive white Gaussian noise channel is analyzed in terms of uncoded bit-error rate (BER). New closed-form BER expressions for 4-PAM with any labeling are developed. Moreover, closed-form BER expressions for 11 out of 23 possible bit patterns for 8-PAM are presented, which enable us to obtain the BER for 8-PAM with some of the most popular labelings, including the binary reflected Gray code and the natural binary code. Numerical results show that, regardless of the labeling, there is no difference between the optimal demodulator and the symbol-wise demodulator for any BER of practical interest (below 0.1)

On the Asymptotic Performance of Bit-Wise Decoders for Coded Modulation

Two decoder structures for coded modulation over the Gaussian and flat fading channels are studied: the maximum likelihood symbol-wise decoder, and the (suboptimal) bit-wise decoder based on the bit-interleaved coded modulation paradigm. We consider a 16-ary quadrature amplitude constellation labeled by a Gray labeling. It is shown that the asymptotic loss in terms of pairwise error probability, for any two codewords caused by the bit-wise decoder, is bounded by 1.25 dB. The analysis also shows that for the Gaussian channel the asymptotic loss is zero for a wide range of linear codes, including all rate-1/2 convolutional codes

Capacity of a Nonlinear Optical Channel with Finite Memory

The channel capacity of a nonlinear, dispersive fiber-optic link is revisited. To this end, the popular Gaussian noise (GN) model is extended with a parameter to account for the finite memory of realistic fiber channels. This finite-memory model is harder to analyze mathematically but, in contrast to previous models, it is valid also for nonstationary or heavy-tailed input signals. For uncoded transmission and standard modulation formats, the new model gives the same results as the regular GN model when the memory of the channel is about 10 symbols or more. These results confirm previous results that the GN model is accurate for uncoded transmission. However, when coding is considered, the results obtained using the finite-memory model are very different from those obtained by previous models, even when the channel memory is large. In particular, the peaky behavior of the channel capacity, which has been reported for numerous nonlinear channel models, appears to be an artifact of applying models derived for independent input in a coded (i.e., dependent) scenario

Design of APSK Constellations for Coherent Optical Channels with Nonlinear Phase Noise

We study the design of amplitude phase-shift keying (APSK) constellations for a coherent fiber-optical communication system where nonlinear phase noise (NLPN) is the main system impairment. APSK constellations can be regarded as a union of phase-shift keying (PSK) signal sets with different amplitude levels. A practical two-stage (TS) detection scheme is analyzed, which performs close to optimal detection for high enough input power. We optimize APSK constellations with 4, 8, and 16 points in terms of symbol error probability (SEP) under TS detection for several combinations of input power and fiber length. Our results show that APSK is a promising modulation format in order to cope with NLPN. As an example, for 16 points, performance gains of 3.2 dB can be achieved at a SEP of 10^-2 compared to 16-QAM by choosing an optimized APSK constellation. We also demonstrate that in the presence of severe nonlinear distortions, it may become beneficial to sacrifice a constellation point or an entire constellation ring to reduce the average SEP. Finally, we discuss the problem of selecting a good binary labeling for the found constellations. For the class of rectangular APSK a labeling design method is proposed, resulting in near-optimal bit error probability.Comment: Submitted to IEEE Transactions on Communication

Replacing the Soft FEC Limit Paradigm in the Design of Optical Communication Systems

The FEC limit paradigm is the prevalent practice for designing optical communication systems to attain a certain bit-error rate (BER) without forward error correction (FEC). This practice assumes that there is an FEC code that will reduce the BER after decoding to the desired level. In this paper, we challenge this practice and show that the concept of a channel-independent FEC limit is invalid for soft-decision bit-wise decoding. It is shown that for low code rates and high order modulation formats, the use of the soft FEC limit paradigm can underestimate the spectral efficiencies by up to 20%. A better predictor for the BER after decoding is the generalized mutual information, which is shown to give consistent post-FEC BER predictions across different channel conditions and modulation formats. Extensive optical full-field simulations and experiments are carried out in both the linear and nonlinear transmission regimes to confirm the theoretical analysis